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You must file Form PF electronically through the Form PF filing system on the Investment Adviser. Registration Depository website (www.iard.com), which contains ...
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The staff of the Division of Investment Management has prepared the following responses to questions related to Form PF and expects to update this document ...
Feb 17, 2022 · The proposed amendments are designed to enhance the Financial Stability Oversight Council's (“FSOC”) ability to monitor systemic risk as well as ...
Mar 12, 2024 · Instead, we are requiring advisers to report all trading vehicles, whether wholly owned or partially owned, on a consolidated basis. Requiring ...
Feb 8, 2024 · Form PF is the confidential reporting form for certain investment advisers to private funds that are registered with the SEC, including those ...
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Mar 5, 2024 · The Amendments specify that, when reporting a fund's investment strategy and exposure, if an asset can be classified as both a nondigital and ...
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May 18, 2023 · The changes affect registered investment advisers that are (i) private equity fund advisers with at least $150 million in private equity fund ...
Complete and file Form PF if: You are registered or required to register with the SEC as an investment adviser, or you are registered or required to register ...
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Jun 21, 2023 · The U.S. Securities and Exchange Commission (“Commission”) adopted amendments to Form PF (“Adopted Amendments”), the confidential reporting ...